-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVORrotizPDgSokUrJN3epXDcrxsF2HVEot2DMpiOW4EroqBd5Pt6/tNxHc40aSb n+v8Aj2365qClxiMQFiyiQ== 0000891020-02-000146.txt : 20020414 0000891020-02-000146.hdr.sgml : 20020414 ACCESSION NUMBER: 0000891020-02-000146 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRIAZZ INC CENTRAL INDEX KEY: 0001045598 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 911672311 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77949 FILM NUMBER: 02555207 BUSINESS ADDRESS: STREET 1: 3901 7TH AVE SOUTH STREET 2: STE 200 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 2064670994 MAIL ADDRESS: STREET 1: 3901 7TH AVE SOUTH STREET 2: STE 200 CITY: SEATTLE STATE: WA ZIP: 98108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHULTZ HOWARD D CENTRAL INDEX KEY: 0000901737 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2064471575 MAIL ADDRESS: STREET 1: 2401 UTAH AVE SOUTH CITY: SEATTLE STATE: WA ZIP: 98134 SC 13G 1 v79286sc13g.txt SCHEDULE 13 G THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G FILED ON FEBRUARY 15, 2002 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ____) BRIAZZ, INC. ------------ (Name of Issuer) COMMON STOCK, NO PAR VALUE PER SHARE ------------------------------------ (Title of Class of Securities) 10782M104 --------- CUSIP Number) DECEMBER 31, 2001 ----------------- Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.: 10782M104 - --------------------- ----------------- CUSIP NO: 10782M104 PAGE 2 OF 4 - --------------------- ----------------- - ------------------------------------------------------------------------------- 1. Name of Reporting Person: HOWARD D. SCHULTZ I.R.S. Identification No. of Above Persons (Entities Only): N/A - ------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of A Group* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization: UNITED STATES OF AMERICA - ------------------------------------------------------------------------------- 5. Sole Voting Power: 387,997 NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power: 0 OWNED BY EACH -------------------------------------------------------- REPORTING 7. Sole Dispositive Power: 387,997 PERSON WITH -------------------------------------------------------- 8. Shared Dispositive Power: 0 - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 387,997 - ------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*: [ ] - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9: 6.5% - ------------------------------------------------------------------------------- 12. Type of Reporting Person*: IN - ------------------------------------------------------------------------------- PAGE 3 OF 4 ITEM 1. (a) NAME OF ISSUER: Briazz, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3901 7th Avenue South Suite 200 Seattle, 98108-5206 ITEM 2. (a) NAME OF PERSON FILING: Howard D. Schultz (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2401 Utah Avenue South Seattle, Washington 98134 (c) CITIZENSHIP: United States of America (d) TITLE OF CLASS OF SECURITIES: Common Stock, No Par Value Per Share (e) CUSIP NUMBER: 10782M104 ITEM 3. FILINGS PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c): Not Applicable ITEM 4. OWNERSHIP. Please refer to Items 5-11 on the cover page of this Schedule 13G for beneficial ownership information as of December 31, 2001. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. PAGE 4 OF 4 ITEM 10. CERTIFICATION. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2002 /s/ Howard D. Schultz ---------------------------- Howard D. Schultz -----END PRIVACY-ENHANCED MESSAGE-----